Filing Details
- Accession Number:
- 0001144204-14-071933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-02 20:15:24
- Reporting Period:
- 2014-11-28
- Filing Date:
- 2014-12-02
- Accepted Time:
- 2014-12-02 20:15:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571902 | Jvl Advisors, L.l.c. | 10,000 Memorial Drive Suite 550 Houston TX 77024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-28 | 12,347 | $7.82 | 12,347 | No | 4 | P | Indirect | See footnote 15 and 2 |
Common Stock | Acquisiton | 2014-11-28 | 4,116 | $7.82 | 4,116 | No | 4 | P | Indirect | See footnote 15 and 4 |
Common Stock | Acquisiton | 2014-12-01 | 114,009 | $7.18 | 126,356 | No | 4 | P | Indirect | See footnote 15 and 2 |
Common Stock | Acquisiton | 2014-12-01 | 41,032 | $7.18 | 45,148 | No | 4 | P | Indirect | See footnote 15 and 4 |
Common Stock | Acquisiton | 2014-12-01 | 48,108 | $7.18 | 1,342,967 | No | 4 | P | Indirect | See footnote 15 and 6 |
Common Stock | Acquisiton | 2014-12-01 | 143,289 | $7.18 | 844,261 | No | 4 | P | Indirect | See footnote 15 and 8 |
Common Stock | Acquisiton | 2014-12-01 | 600 | $7.18 | 40,600 | No | 4 | P | Indirect | See footnote 15 and 10 |
Common Stock | Acquisiton | 2014-12-01 | 9,962 | $7.18 | 22,115 | No | 4 | P | Indirect | See footnote 15 and 12 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote 15 and 2 |
No | 4 | P | Indirect | See footnote 15 and 4 |
No | 4 | P | Indirect | See footnote 15 and 2 |
No | 4 | P | Indirect | See footnote 15 and 4 |
No | 4 | P | Indirect | See footnote 15 and 6 |
No | 4 | P | Indirect | See footnote 15 and 8 |
No | 4 | P | Indirect | See footnote 15 and 10 |
No | 4 | P | Indirect | See footnote 15 and 12 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,300,879 | Indirect | See footnote 15 and 17 |
Common Stock | 279,860 | Indirect | See footnote 15 and 18 |
Common Stock | 975,041 | Indirect | See footnote 15 and 19 |
Common Stock | 199,700 | Indirect | See footnote 15 and 20 |
Common Stock | 175,000 | Indirect | See footnote 15 and 21 |
Footnotes
- Represents the purchase of shares of common stock by Children's Energy Fund, LP.
- Represents shares of common stock held by Children's Energy Fund, LP.
- Represents the purchase of shares of common stock by LVPU, LP.
- Represents shares of common stock held by LVPU, LP.
- Represents the purchase of shares of common stock by Luxiver, LP.
- Represents shares of common stock held by Luxiver, LP.
- Represents the purchase of shares of common stock by Hephaestus Energy Fund, LP.
- Represents shares of common stock held by Hephaestus Energy Fund, LP.
- Represents the purchase of shares of common stock by TJS Energy Fund, LP.
- Represents shares of common stock held by TJS Energy Fund, LP.
- Represents the purchase of shares of common stock by Urja, LP.
- Represents shares of common stock held by Urja, LP.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.73 to $7.88. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.05 to $7.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
- The reporting person is the managing member of JVL Advisors, LLC, which is the ultimate controlling entity of each of Navitas Fund, LP, JVL Partners, LP, Asklepios Energy Fund, LP, Hephaestus Energy Fund, LP, Urja, LP, TJS Energy Fund, LP, Panakeia Energy Fund, LP, Children's Energy Fund, LP and LVPU, LP. The reporting person is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, and is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP.
- Because of the reporting person's control of Belridge Energy Advisors, LP, Luxiver, LP, Navitas Fund LP, JVL Partners, LP, Asklepios Energy Fund, LP, Hephaestus Energy Fund, LP, Urja, LP, TJS Energy Fund, LP, Panakeia Energy Fund, LP, Children's Energy Fund, LP and LVPU, LP the reporting person may be deemed to share the power to vote and the sole power to dispose of the shares of common stock held by those entities, thus he may also be deemed to be the beneficial owner of these shares of common stock. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
- Represents shares of common stock held by Belridge Energy Advisors, LP.
- Represents shares of common stock held by JVL Partners, LP.
- Represents shares of common stock held by Navitas Fund, LP.
- Represents shares of common stock held by Asklepios Energy Fund, LP.
- Represents shares of common stock held by Panakeia Energy Fund, LP.