Filing Details

Accession Number:
0001209191-11-004118
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-20 13:10:06
Reporting Period:
2011-01-18
Filing Date:
2011-01-20
Accepted Time:
2011-01-20 13:10:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272480 J Kimberly Mcwaters 20410 N. 19Th Avenue
Suite 200
Phoenix AZ 85027
President, Chief Exec Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2011-01-18 1,456 $4.40 146,733 No 4 M Direct
Common Stock, $0.0001 Par Value Disposition 2011-01-18 1,456 $19.50 145,277 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.0001 Par Value Employee Stock Option (Right To Buy) Disposition 2011-01-18 1,456 $4.40 1,456 $4.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
145,842 2003-04-02 2012-04-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.0001 Par Value 1,878 Indirect Spouse
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2010.