Filing Details
- Accession Number:
- 0000908834-14-000701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-02 19:26:58
- Reporting Period:
- 2014-11-28
- Filing Date:
- 2014-12-02
- Accepted Time:
- 2014-12-02 19:26:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487730 | Spectrum Brands Holdings Inc. | SPB | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 272166630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231601 | Terry Polistina | C/O Spectrum Brands Holdings, Inc. 3001 Deming Way Middleton WI 53562 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-28 | 32,249 | $89.63 | 27,968 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by Mr. Polistina on March 15, 2013.
- Reflects the weighted average price of 32,249 shares of Common Stock of the Issuer sold by Mr. Polistina in multiple transactions on November 26, 2014 at prices ranging from $87.40 to $89.89 per share. Mr. Polistina undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 2,030 restricted stock units that were awarded to Mr. Polistina under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer; 870 shares are scheduled to vest in equal installments on January 1, 2015, April 1, 2015 and July 1, 2015, and 1,160 shares are scheduled to vest on October 1, 2015 if Mr. Polistina is a director of the Issuer on such dates.