Filing Details
- Accession Number:
- 0001179110-14-017432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-02 19:11:00
- Reporting Period:
- 2012-06-22
- Filing Date:
- 2014-12-02
- Accepted Time:
- 2014-12-02 19:11:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429896 | Activecare Inc. | ACAR | Communications Equipment, Nec (3669) | 870578125 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456111 | Jr K William Martin | 5095 West 2100 South West Valley City UT 84120 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-01 | 272 | $0.00 | 9,572 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-05-16 | 2,600 | $0.00 | 12,172 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-09-30 | 335 | $0.00 | 12,507 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-09-30 | 40,000 | $0.75 | 52,507 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 85,680 | $0.71 | 138,187 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-12-31 | 191 | $0.00 | 138,378 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-04-01 | 8,369 | $0.00 | 67,838 | No | 4 | A | Indirect | By Zenith Holding Ltd. |
Common Stock | Acquisiton | 2013-07-15 | 125,000 | $1.00 | 192,838 | No | 4 | P | Indirect | By Zenith Holding Ltd. |
Common Stock | Acquisiton | 2013-09-30 | 3,212 | $0.00 | 196,050 | No | 4 | A | Indirect | By Zenith Holding Ltd. |
Common Stock | Acquisiton | 2013-12-16 | 385,000 | $0.71 | 581,050 | No | 4 | A | Indirect | By Zenith Holding Ltd. |
Common Stock | Acquisiton | 2013-12-31 | 1,838 | $0.00 | 582,888 | No | 4 | A | Indirect | By Zenith Holding Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Indirect | By Zenith Holding Ltd. |
No | 4 | P | Indirect | By Zenith Holding Ltd. |
No | 4 | A | Indirect | By Zenith Holding Ltd. |
No | 4 | A | Indirect | By Zenith Holding Ltd. |
No | 4 | A | Indirect | By Zenith Holding Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Convertible Preferred Stock | Disposition | 2013-12-16 | 12,240 | $0.00 | 85,680 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Acquisiton | 2012-06-22 | 55,000 | $0.00 | 275,000 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2013-12-16 | 55,000 | $0.00 | 385,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | D | Direct | ||
55,000 | No | 4 | A | Indirect | ||
0 | No | 4 | D | Indirect |
Footnotes
- On May 16, 2013, issuer effected a reverse stock split of its outstanding common stock at an exchange ratio of 1-for-10. The stated number of shares of common stock have been adjusted to reflect such reverse stock split.
- The shares of common stock were granted to pay dividends on Series D Preferred Stock.
- The shares of common stock were granted to pay accrued director fees.
- The Reporting Person received 85,680 shares of common stock in exchange for 12,240 shares of Series D Preferred Stock in an issuer exchange offer.
- Originally, the Series D Preferred shares were convertible at any time, at the Reporting Person's election, on a fifty-for-one basis and had no expiration date. As a result of the reverse stock split effected by issuer on May 16, 2013, the conversion ratio was adjusted to five-for-one; however, under the terms of the issuer exchange offer, the Reporting Person was entitled to exchange each share of Series D Preferred Stock for seven shares of common stock.
- The Series D Preferred shares were issued to the Reporting Person upon conversion of an outstanding debt obligation of issuer to the Reporting Person. The shares were convertible at any time, at the Reporting Person's election, on a fifty-for-one basis and had no expiration date.