Filing Details
- Accession Number:
- 0001209191-14-072479
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-02 18:45:57
- Reporting Period:
- 2014-12-02
- Filing Date:
- 2014-12-02
- Accepted Time:
- 2014-12-02 18:45:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403853 | Nuverra Environmental Solutions Inc. | NES | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1476877 | A Edward Barkett | C/O Nuverra Environmental Solutions, Inc 14624 N. Scottsdale Rd., Suite 300 Scottsdale AZ 85254 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-02 | 5,000 | $8.41 | 10,000 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,504 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.375 to $8.406. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
- Held in Reporting Person's individual retirement account.
- Includes 14,414 unvested shares granted in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan.
Billionaire Hedge Funds
