Filing Details
- Accession Number:
- 0001247997-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-02 18:24:21
- Reporting Period:
- 2014-11-30
- Filing Date:
- 2014-12-02
- Accepted Time:
- 2014-12-02 18:24:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1187520 | Denali Fund Inc. | DNY | () | 550799916 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246903 | R Stewart Horejsi | 200 South Santa Fe Salina KS 67401 | No | No | Yes | No | |
1247997 | Trust Indies West Stewart | 1029 West 3Rd Avenue Suite 400 Anchorage AK 99503 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-30 | 56,608 | $22.88 | 56,608 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The shares reported in Item 4 were effected as an inter-trust transfer and gift from the Evergreen Trust to the Stewart West Indies Trust, both of which are affiliated with the Horejsi family, in connection with the dissolution of the Evergreen Trust. The closing market price of the Fund's stock on November 28, 2014, the last trading day before the effective date of the gift, was $22.88 per share.
- The trustee of the Stewart West Indies Trust is Alaska Trust Company ("Alaska Trust"), which may be deemed to control the Stewart West Indies Trust.As a result of his advisory role with the Stewart West Indies Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Stewart West Indies Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Stewart West Indies Trust.
- Trusts and entities affiliated with the Stewart West Indies Trust, including the Lola Brown Trust No. 1B, the Susan L. Ciciora Trust, and the Mildred B. Horejsi Trust, own an aggregate of 3,196,432 Shares of the Fund following these transactions.