Filing Details
- Accession Number:
- 0001209191-14-072447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-02 17:53:28
- Reporting Period:
- 2014-11-28
- Filing Date:
- 2014-12-02
- Accepted Time:
- 2014-12-02 17:53:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596946 | Quotient Ltd | QTNT | In Vitro & In Vivo Diagnostic Substances (2835) | 264719797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923421 | John L Wilkerson | Elizabeth House, 9 Castle Street St Helier Y9 JE2 3RT | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2014-11-28 | 145,473 | $9.50 | 5,239,293 | No | 4 | P | Indirect | By Galen Partners V LP |
Ordinary Shares | Acquisiton | 2014-11-28 | 12,422 | $9.50 | 447,400 | No | 4 | P | Indirect | By Galen Partners InternationalV LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Galen Partners V LP |
No | 4 | P | Indirect | By Galen Partners InternationalV LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 150,704 | Indirect | Galen Management, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | $8.00 | 2024-04-29 | 3,500 | 3,500 | Direct | |
Ordinary Shares | Ordinary Share Warrants | $0.00 | 2014-07-24 | 2015-10-25 | 230,331 | 287,914 | Indirect |
Ordinary Shares | Ordinary Share Warrants | $0.00 | 2014-07-24 | 2015-10-25 | 19,669 | 24,586 | Indirect |
Ordinary Shares | Ordinary Share Option (right to buy) | $9.95 | 2024-10-31 | 5,025 | 5,025 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-04-29 | 3,500 | 3,500 | Direct |
2015-10-25 | 230,331 | 287,914 | Indirect |
2015-10-25 | 19,669 | 24,586 | Indirect |
2024-10-31 | 5,025 | 5,025 | Direct |
Footnotes
- In connection with Quotient Limited's initial public offering, 287,914 units were purchased by Galen Partners V LP on 4/30/2014 at a price of $8.00 per unit. Each unit consisted of one Ordinary Share andone warrant to purchase 0.8 of one Ordinary Share.The Ordinary Shares and warrants comprising the units began trading separately on May 24, 2014, Each warrant is exercisable until 5:30 p.m. on October25, 2015 at an exercise price of $8.80 per Ordinary Share.
- Consists solely of 5,239,293 ordinary shares held of record by Galen Partners V LP, 447,400 ordinary shares held of record by Galen Partners International V LP and 150,704 ordinary shares held ofrecord by Galen Management, LLC (collectively, "Galen Partners"), as applicable. John Wilkerson along with David W. Jahns, and Zubeen Shroff exercise voting, investment and dispositive rights over thesecurities held of record by Galen Partners. Mr. Wilkerson disclaims beneficial ownership of these ordinary shares, except to the extent of his proportionate pecuniary interest in such shares.
- In connection with Quotient Limited's initial public offering, 24,586 units were purchased by Galen Partners International V LP on 4/30/2014 at a price of $8.00 per unit. Each unit consists of one OrdinaryShare and one warrant to purchase 0.8 of one Ordinary Share. The Ordinary Shares and warrants comprising the units began trading separately on May 24, 2014, Each warrant is exercisable until 5:30 p.m.on October 25, 2015 at an exercise price of $8.80 per Ordinary Share.
- The option becomes exercisable in three equal annual installments beginning April 29, 2015.
- The option vests and becomes exercisable in three equal installments beginning October 31, 2014.
- The ordinary shares were acquired in connection with the issuer's private placement. Galen Partners V LP acquired 145,473 ordinary shares and Galen Partners International V LP acquired 12,422 ordinary shares.