Filing Details
- Accession Number:
- 0001209191-14-072421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-02 17:27:27
- Reporting Period:
- 2014-11-28
- Filing Date:
- 2014-12-02
- Accepted Time:
- 2014-12-02 17:27:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379256 | M Allison Fergus | C/O Genesee &Amp; Wyoming Inc. 20 West Avenue Darien CT 06820 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2014-11-28 | 943 | $0.00 | 39,910 | No | 4 | A | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2014-12-02 | 2,542 | $31.85 | 42,452 | No | 4 | M | Direct | |
| Class A Common Stock. $.01 Par Value | Disposition | 2014-12-02 | 1,695 | $93.16 | 40,757 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2014-11-28 | 4,853 | $0.00 | 4,853 | $98.59 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2014-12-02 | 2,542 | $0.00 | 2,542 | $31.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,853 | 2019-11-27 | No | 4 | A | Direct | |
| 0 | 2015-02-25 | No | 4 | M | Direct |
Footnotes
- This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015.
- All shares are held in a joint account with spouse.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- Represents the weighted average sales price for the price increments ranging from $93.15 to $93.16.
- This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015.
- This option award was granted under the Plan and vested in three equal annual installments, beginning February 26, 2011.
Billionaire Hedge Funds
