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Home > Insider Trading > Filing (0001144204-14-071624)

Filing Details

Accession Number:: 0001144204-14-071624
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-01 17:32:28
Reporting Period:: 2014-11-28

Filing Date:: 2014-12-01
Accepted Time:: 2014-12-01 17:32:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
320017	Neostem Inc.	NBS	Services-Misc Health & Allied Services, Nec (8090)	222343568

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1078274	S Steven Myers	C/O Neostem, Inc. 420 Lexington Avenue, Suite 350 New York NY 10170		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-11-28	5,000	$3.99	59,331	No	4	P	Indirect	By Steven S. Myers IRA
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-12-01	5,000	$3.85	64,331	No	4	P	Indirect	By Steven S. Myers IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Steven S. Myers IRA
No	4	P	Indirect	By Steven S. Myers IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	123,931	Direct
Common Stock, Par Value $0.001 Per Share	8,012	Indirect	By Spouse
Common Stock, Par Value $0.001 Per Share	19,531	Indirect	By Steven S. Myers Revocable Trust dated 12/1/2000