Filing Details

Accession Number:
0000791908-14-000164
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-01 17:29:06
Reporting Period:
2014-11-26
Filing Date:
2014-12-01
Accepted Time:
2014-12-01 17:29:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 942756657
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600865 R James Neal C/O Xoma Corporation
2910 Seventh Street
Berkeley CA 94710
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2014-11-26 1,678 $5.67 137,760 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 1,470 Indirect by 401(k)