Filing Details

Accession Number:
0001552781-14-001107
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-01 13:45:18
Reporting Period:
2014-11-26
Filing Date:
2014-12-01
Accepted Time:
2014-12-01 13:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1089907 Swk Holdings Corp SWKH Miscellaneous Business Credit Institution (6159) 770435679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462168 Brett James Pope C/O Swk Holdings Corporation
15770 North Dallas Parkway; Suite 1290
Dallas TX 75248
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-26 99,868 $0.86 363,337 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The Reporting Person acquired 90,727 shares on the exercise of his basic subscription rights and 9,141 shares on the exercise of his oversubscription rights pursuant to the Company's Rights Offering which closed on November 26, 2014.