Filing Details
- Accession Number:
- 0001552781-14-001107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-01 13:45:18
- Reporting Period:
- 2014-11-26
- Filing Date:
- 2014-12-01
- Accepted Time:
- 2014-12-01 13:45:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089907 | Swk Holdings Corp | SWKH | Miscellaneous Business Credit Institution (6159) | 770435679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1462168 | Brett James Pope | C/O Swk Holdings Corporation 15770 North Dallas Parkway; Suite 1290 Dallas TX 75248 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-26 | 99,868 | $0.86 | 363,337 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The Reporting Person acquired 90,727 shares on the exercise of his basic subscription rights and 9,141 shares on the exercise of his oversubscription rights pursuant to the Company's Rights Offering which closed on November 26, 2014.