Filing Details
- Accession Number:
- 0000091142-14-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-01 13:02:50
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-12-01
- Accepted Time:
- 2014-12-01 13:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236625 | M Bruce Smith | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-25 | 14,300 | $54.51 | 1,200 | No | 4 | S | Indirect | In trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | In trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,946 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 0 | 52,687 | Direct | ||
Class A Common Stock | Class A Common Stock | $0.00 | 0 | 226,982 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 52,687 | Direct | |
0 | 226,982 | Indirect |
Footnotes
- Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
- The reporting person beneficially owns these shares as settlor of a revocable family trust.
- The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
- The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 479 units of Restricted Stock Units.
- Convertible at any time into Common Stock.
- None