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Home > Insider Trading > Filing (0001181431-14-037495)

Filing Details

Accession Number:: 0001181431-14-037495
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-01 12:04:24
Reporting Period:: 2014-11-28

Filing Date:: 2014-12-01
Accepted Time:: 2014-12-01 12:04:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
898171	Uwharrie Capital Corp	NONE	State Commercial Banks (6022)	561814206

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1255676	L Roger Dick	Po Box 338 132 North First Street Albemarle NC 28002-0338	President/Ceo Of Ucc	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock (See Footnote 1)	Acquisiton	2014-11-28	100	$3.25	39,101	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock (See Footnote 2)	20,251	Direct

Footnotes

Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Roger L. Dick