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Home > Insider Trading > Filing (0001611953-14-000008)

Filing Details

Accession Number:: 0001611953-14-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-01 10:57:12
Reporting Period:: 2014-11-28

Filing Date:: 2014-12-01
Accepted Time:: 2014-12-01 10:57:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
790359	Nbt Bancorp Inc	NBTB	National Commercial Banks (6021)	161268674

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1204712	A Joseph Santangelo	52 South Broad Street Norwich NY 13815		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Nbt Bancorp Inc. Common Stock	Acquisiton	2014-11-28	630	$23.27	15,937	No	4	M	Direct
Nbt Bancorp Inc. Common Stock	Disposition	2014-11-28	630	$24.91	15,307	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Nbt Bancorp Inc. Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2014-11-28	630	$24.91	630	$23.27

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-01-20	2015-01-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Nbt Bancorp Inc. Common Stock	63,578	Indirect	by Corporation

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Nbt Bancorp Inc. Common Stock	Non-Qualified Stock Option (right to buy)	$20.75	2006-05-01	2015-05-01	1,500	1,500	Direct
Nbt Bancorp Inc. Common Stock	Non-Qualified Stock Option (right to buy)	$21.74	2007-05-01	2016-05-01	1,500	1,500	Direct
Nbt Bancorp Inc. Common Stock	Non-Qualified Stock Option (right to buy)	$22.48	2008-05-01	2017-05-01	1,500	1,500	Direct
Nbt Bancorp Inc. Common Stock	Non-Qualified Stock Option (right to buy)	$22.55	2009-05-01	2018-05-01	1,500	1,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-05-01	1,500	1,500	Direct
2016-05-01	1,500	1,500	Direct
2017-05-01	1,500	1,500	Direct
2018-05-01	1,500	1,500	Direct

Footnotes

Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.