Filing Details
- Accession Number:
- 0001140361-14-043714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-01 10:43:52
- Reporting Period:
- 2014-11-28
- Filing Date:
- 2014-12-01
- Accepted Time:
- 2014-12-01 10:43:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1541119 | Sound Financial Bancorp Inc. | SFBC | Savings Institution, Federally Chartered (6035) | 455188530 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410555 | K Tyler Myers | C/O Sound Financial Bancorp, Inc. 2005 Fifth Ave, Suite 200 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-28 | 250 | $18.86 | 21,240 | No | 4 | P | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By UTMA |
| Common Stock | 4,371 | Indirect | By Partnership |
| Common Stock | 7,360 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.41 | 2019-01-27 | 1,623 | 1,623 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $9.72 | 2019-01-27 | 1,623 | 1,623 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $16.80 | 2024-01-23 | 6,025 | 6,025 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-27 | 1,623 | 1,623 | Direct |
| 2019-01-27 | 1,623 | 1,623 | Direct |
| 2024-01-23 | 6,025 | 6,025 | Direct |
Footnotes
- Options vest in five equal annual installments beginning on January 27, 2010.
- Options vest in five equal annual installments beginning on January 27, 2015.
Billionaire Hedge Funds
