Filing Details
- Accession Number:
- 0001209191-14-071728
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-01 10:05:08
- Reporting Period:
- 2014-11-28
- Filing Date:
- 2014-12-01
- Accepted Time:
- 2014-12-01 10:05:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809933 | Ecology & Environment Inc | EEI | Services-Engineering Services (8711) | 160971022 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933327 | L Ronald Frank | 368 Pleasant View Drive Lancaster NY 14086 | Executive V.p. Of Finance | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-11-28 | 200 | $8.42 | 8,106 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 187,234 | Direct | |
Class A Common Stock | 6,265 | Indirect | by 401 k Plan |
Class A Common Stock | 7,640 | Indirect | By IRA |
Footnotes
- Class B Common Stock is convertible one-for-one into Class A Common Stock
- Reporting person is a party to an Agreement dated May 12, 1970, as amended January 24, 2011, among Messrs. Gerhard J. Neumaier (deceased 2013), Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares (now classified as Class B Common Stock) subject to the Agreement including shares owned by them, certain children of those individuals and any such shares subsequently transferred to their spouses and/or children outright or in trust for their benefit upon the demise of a signatory to that agreement may be sold without the seller first granting the other signatories a right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that all shares held by the reporting person are subject to the Agreement