Home > Insider Trading > Filing (0001104659-14-083972)

Filing Details

Accession Number:: 0001104659-14-083972
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-01 06:04:09
Reporting Period:: 2014-11-26

Filing Date:: 2014-12-01
Accepted Time:: 2014-12-01 06:04:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1553588	Sfx Entertainment Inc	SFXE	Services-Amusement & Recreation Services (7900)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
940128	X F Robert Sillerman	430 Park Avenue, Floor 6 New York NY 10022	Ceo And Chairman Of The Board	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-26	204,727	$4.23	27,981,154	No	4	P	Indirect	By Sillerman Investment Company III LLC
Common Stock	Acquisiton	2014-11-28	204,727	$4.41	28,185,881	No	4	P	Indirect	By Sillerman Investment Company III LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Sillerman Investment Company III LLC
No	4	P	Indirect	By Sillerman Investment Company III LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,546,000	Direct
Common Stock	1,333,000	Direct

Footnotes

The transactions reported in this row were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.15 to $4.29, inclusive. Mr. Sillerman undertakes to provide SFX Entertainment, Inc., any security holder of SFX Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) and (4).
These shares are owned indirectly by Mr. Sillerman as manager and sole member of Sillerman Investment Company III LLC.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.56, inclusive.
These shares are beneficially owned by Mr. Sillerman pursuant to nominee agreements with various stockholders of the Company (including one partnership controlled by Mr. Sillerman) that name Mr. Sillerman as nominee with respect to such shares. The nominee agreements may be terminated upon the earlier of (i) two business days after delivery by the beneficiary to Mr. Sillerman of written notice to terminate the agreement or (ii) two business days after delivery by Mr. Sillerman to the beneficiary of his written notice of resignation as nominee.
Includes 100,000 restricted shares that will vest on December 31, 2015, 1,000,000 restricted shares that will vest on February 11, 2016, and 233,000 restricted shares that will vest on October 15, 2016, each subject to accelerated vesting under certain conditions as set forth in Mr. Sillerman's employment agreement.