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Filing Details

Accession Number:: 0000950142-14-002354
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-28 17:01:57
Reporting Period:: 2014-11-25

Filing Date:: 2014-11-28
Accepted Time:: 2014-11-28 17:01:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
109177	Harbinger Group Inc.	HRG	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	741339132

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1233563	Harbinger Capital Partners Master Fund I, Ltd.	C/O International Fund Svs. (Ireland) Lt 78 Sir John Rogerson'S Quay Dublin 2 L2 00000	No	No	Yes	Yes
1233569	Philip Falcone	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1371517	Harbinger Capital Partners Special Situations Fund, L.p.	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1371518	Harbinger Capital Partners Special Situations Gp, Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1456927	Harbinger Holdings, Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1457298	Harbinger Capital Partners Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock (Par Value $0.01 Per Share)	Disposition	2014-11-25	3,402,318	$12.90	30,753,730	No	4	S	Direct
Common Stock (Par Value $0.01 Per Share)	Disposition	2014-11-25	1,597,682	$12.90	3,650,057	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

On November 25, 2014, Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund") and Harbinger Capital Partners Special Situations Fund, L.P. (the "Special Situations Fund", and together with the Master Fund, the "HCP Persons") collectively sold an aggregate of 5,000,000 shares of common stock of the Issuer (the "Shares") at a price of $12.90 per Share to a third party. Following such sale, funds affiliated with the HCP Persons beneficially own an aggregate of 37,677,583 Shares, which does not give effect to the 3,000,000 Shares Mr. Falcone can acquire pursuant to a warrant agreement with the Issuer.
These Shares are owned directly by the Master Fund, which is a Reporting Person.
These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.
Each person listed in Footnote 3 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These Shares are owned directly by the Special Situations Fund, which is a Reporting Person.
These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, the managing member of HCPSS; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Special Situations Fund.
Each Reporting Person listed in Footnote 6 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.