Filing Details
- Accession Number:
- 0001269847-14-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-28 14:45:33
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-28
- Accepted Time:
- 2014-11-28 14:45:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 935036 | Aci Worldwide Inc. | ACIW | Services-Prepackaged Software (7372) | 470772104 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364149 | Jr M John Shay | 3520 Kraft Road Suite 300 Naples FL 34105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-25 | 14,492 | $5.66 | 46,031 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-25 | 14,492 | $19.73 | 31,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-25 | 30,000 | $10.87 | 61,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-25 | 30,000 | $19.73 | 31,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-25 | 15,000 | $12.47 | 46,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-25 | 15,000 | $19.73 | 31,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-26 | 15,508 | $5.66 | 47,047 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-26 | 15,508 | $19.51 | 31,539 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-25 | 14,492 | $0.00 | 14,492 | $5.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-26 | 15,508 | $0.00 | 15,508 | $5.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-25 | 30,000 | $0.00 | 30,000 | $10.87 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-25 | 15,000 | $0.00 | 15,000 | $12.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,508 | 2018-06-11 | No | 4 | M | Direct | |
| 0 | 2018-06-11 | No | 4 | M | Direct | |
| 0 | 2017-07-24 | No | 4 | M | Direct | |
| 0 | 2016-05-25 | No | 4 | M | Direct |
Footnotes
- Effective July 10, 2014, the common stock of ACI Worldwide, Inc. split 3-for-1, resulting in the reporting person's ownership of 21,026 additional shares of common stock.
- The sale price ranged from $19.60 to $19.885, with a weighted average sale price of $19.728297. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sale price ranged from $19.46 to $19.61, with a weighted average sale price of $19.508076. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The number of options and the exercise price reflect the 3-for-1 stock split effective July 10, 2014. Specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported.
- The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.
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