Filing Details
- Accession Number:
- 0001437749-14-021456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-28 13:02:47
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-28
- Accepted Time:
- 2014-11-28 13:02:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559909 | Harvest Capital Credit Corp | HCAP | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398113 | A Joseph Jolson | C/O Harvest Capital Credit Corporation 767 East Third Avenue, 25Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-25 | 2,754 | $12.25 | 326,587 | No | 4 | P | Indirect | By Jolson 1991 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,768 | Indirect | By Foundation |
Common Stock | 16,979 | Indirect | By Jolson 2004 Trust |
Common Stock | 33,958 | Indirect | By Jolson 2005 Trust |
Common Stock | 10,000 | Indirect | By Daughter |
Footnotes
- Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
- Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects shares of common stock held by the Jolson 2004 Trust FBO Samantha Rohan Jolson for the benefit of Mr. Jolson's daughter. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects shares of common stock held by the Jolson 2005 Trust FBO Jolson Children for the benefit of Mr. Jolson's children. Mr. Jolson disclaims beneficial ownership of the shares.