Filing Details

Accession Number:
0001437749-14-021456
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-28 13:02:47
Reporting Period:
2014-11-25
Filing Date:
2014-11-28
Accepted Time:
2014-11-28 13:02:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1559909 Harvest Capital Credit Corp HCAP () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398113 A Joseph Jolson C/O Harvest Capital Credit Corporation
767 East Third Avenue, 25Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-25 2,754 $12.25 326,587 No 4 P Indirect By Jolson 1991 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Jolson 1991 Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,768 Indirect By Foundation
Common Stock 16,979 Indirect By Jolson 2004 Trust
Common Stock 33,958 Indirect By Jolson 2005 Trust
Common Stock 10,000 Indirect By Daughter
Footnotes
  1. Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
  2. Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
  3. Reflects shares of common stock held by the Jolson 2004 Trust FBO Samantha Rohan Jolson for the benefit of Mr. Jolson's daughter. Mr. Jolson disclaims beneficial ownership of the shares.
  4. Reflects shares of common stock held by the Jolson 2005 Trust FBO Jolson Children for the benefit of Mr. Jolson's children. Mr. Jolson disclaims beneficial ownership of the shares.