Filing Details
- Accession Number:
- 0001209191-14-071660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-28 06:03:40
- Reporting Period:
- 2014-11-26
- Filing Date:
- 2014-11-28
- Accepted Time:
- 2014-11-28 06:03:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403853 | Nuverra Environmental Solutions Inc. | NES | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1605665 | M Joseph Crabb | C/O Nuverra Environmental Solutions, Inc 14624 N. Scottsdale Rd., Suite 300 Scottsdale AZ 85254 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-26 | 3,500 | $10.40 | 22,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 383 | Indirect | 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.33 to $10.41. The reporting person undertakes to provide Nuverra Environmental Solutions, Inc. ("Nuverra"), any security holder of Nuverra, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Includes 6,500 unvested restricted stock units granted on May 6, 2014 pursuant to the Issuer's 2009 Equity Incentive Plan.
- Shares acquired through Issuer's 401(k) Match Plan (the "Match Plan"), through which the Issuer matches a portion of its employees' cash contributions with common stock. Represents shares received through November 26, 2014 pursuant to the Match Plan, one-third of which vest on each of first three anniversaries of employment commencement date of April 18, 2014.