Filing Details

Accession Number:
0001209191-14-071660
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-28 06:03:40
Reporting Period:
2014-11-26
Filing Date:
2014-11-28
Accepted Time:
2014-11-28 06:03:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403853 Nuverra Environmental Solutions Inc. NES Oil & Gas Field Services, Nec (1389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605665 M Joseph Crabb C/O Nuverra Environmental Solutions, Inc
14624 N. Scottsdale Rd., Suite 300
Scottsdale AZ 85254
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-26 3,500 $10.40 22,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 383 Indirect 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.33 to $10.41. The reporting person undertakes to provide Nuverra Environmental Solutions, Inc. ("Nuverra"), any security holder of Nuverra, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Includes 6,500 unvested restricted stock units granted on May 6, 2014 pursuant to the Issuer's 2009 Equity Incentive Plan.
  3. Shares acquired through Issuer's 401(k) Match Plan (the "Match Plan"), through which the Issuer matches a portion of its employees' cash contributions with common stock. Represents shares received through November 26, 2014 pursuant to the Match Plan, one-third of which vest on each of first three anniversaries of employment commencement date of April 18, 2014.