Filing Details
- Accession Number:
- 0001127602-14-033583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 18:31:45
- Reporting Period:
- 2014-11-24
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 18:31:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244422 | Mitchell Feiger | C/O Mb Financial, Inc. 6111 North River Road Rosemont IL 60018 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-24 | 10,000 | $31.25 | 178,939 | No | 4 | S | Indirect | Revocable Living Trust |
Common Stock | Disposition | 2014-11-25 | 4,250 | $31.55 | 174,689 | No | 4 | S | Indirect | Revocable Living Trust |
Common Stock | Disposition | 2014-11-26 | 4,750 | $31.75 | 169,939 | No | 4 | S | Indirect | Revocable Living Trust |
Common Stock | Disposition | 2014-11-26 | 513 | $0.00 | 0 | No | 4 | J | Indirect | By Custodian For Child |
Common Stock | Acquisiton | 2014-11-26 | 513 | $0.00 | 5,438 | No | 4 | J | Indirect | By Children |
Common Stock | Disposition | 2014-11-26 | 4,030 | $0.00 | 1,408 | No | 4 | J | Indirect | By Children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Revocable Living Trust |
No | 4 | S | Indirect | Revocable Living Trust |
No | 4 | S | Indirect | Revocable Living Trust |
No | 4 | J | Indirect | By Custodian For Child |
No | 4 | J | Indirect | By Children |
No | 4 | J | Indirect | By Children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 77,121 | Direct | |
Common Stock | 16,327 | Indirect | By 401(k) |
Common Stock | 7,994 | Indirect | By Deferred Comp Plan |
Common Stock | 15,775 | Indirect | By Ira |
Common Stock | 12,148 | Indirect | By Spouse's IRA |
Common Stock | 28,180 | Indirect | By Trust |
Common Stock | 85,281 | Indirect | Spouse's Revocable Living Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 34,091 | 34,091 | Direct |
Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 41,714 | 41,714 | Direct |
Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 54,108 | 54,108 | Direct |
Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 66,275 | 66,275 | Direct |
Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 23,124 | 23,124 | Direct |
Common Stock | Performance Share Units | $0.00 | 26,593 | 26,593 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $27.09 | 2014-08-28 | 2023-08-28 | 18,988 | 18,988 | Direct |
Common Stock | Performance Share Units | $0.00 | 22,078 | 22,078 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $29.80 | 2015-02-26 | 2024-02-26 | 19,648 | 19,648 | Direct |
Common Stock | Performance Share Units | $0.00 | 20,935 | 20,935 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $42.70 | 2009-07-20 | 2015-07-20 | 39,210 | 39,210 | Direct |
Common Stock | Stock Option (Right to Buy) | $35.77 | 2010-07-26 | 2016-07-26 | 33,522 | 33,522 | Direct |
Common Stock | Stock Option (Right to Buy) | $40.00 | 2010-07-26 | 2016-07-26 | 24,451 | 24,451 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-07-25 | 34,091 | 34,091 | Direct |
2017-07-25 | 41,714 | 41,714 | Direct |
2018-06-25 | 54,108 | 54,108 | Direct |
2018-06-25 | 66,275 | 66,275 | Direct |
2022-08-29 | 23,124 | 23,124 | Direct |
26,593 | 26,593 | Direct | |
2023-08-28 | 18,988 | 18,988 | Direct |
22,078 | 22,078 | Direct | |
2024-02-26 | 19,648 | 19,648 | Direct |
20,935 | 20,935 | Direct | |
2015-07-20 | 39,210 | 39,210 | Direct |
2016-07-26 | 33,522 | 33,522 | Direct |
2016-07-26 | 24,451 | 24,451 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for the purposes of Section 16 or for any other purpose. In addition, the reporting person no longer has a reportable beneficial interest in 4,030 shares of the issuer's common stock owned by certain of his children and included in the reporting person's prior ownership reports.
- Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- Performance based vesting