Filing Details
- Accession Number:
- 0001127602-14-033549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 16:40:40
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 16:40:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225922 | Laura Alber | 3250 Van Ness Avenue San Francisco CA 94109 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-27 | 1,200 | $0.00 | 319,070 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2014-11-25 | 50,000 | $27.72 | 369,070 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-25 | 16,437 | $74.92 | 352,633 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-25 | 18,500 | $74.92 | 334,133 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2014-11-25 | 50,000 | $40.87 | 384,133 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-25 | 11,858 | $74.92 | 372,275 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-25 | 27,276 | $74.92 | 344,999 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-11-25 | 25,929 | $74.32 | 319,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2014-11-25 | 50,000 | $0.00 | 50,000 | $27.72 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-11-25 | 50,000 | $0.00 | 50,000 | $40.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-03-25 | No | 4 | M | Direct | |
136,185 | 2018-04-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,161 | Indirect | By Managed Account |
Footnotes
- Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $74.02 to $75.14. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated November 25, 2014.
- These stock-settled stock appreciation rights are fully vested and immediately exercisable.
- These stock-settled stock appreciation rights vest in four equal annual installments on each anniversary of the grant date.