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Home > Insider Trading > Filing (0000109657-11-000008)

Filing Details

Accession Number:: 0000109657-11-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-01-19 20:34:32
Reporting Period:: 2010-12-23

Filing Date:: 2011-01-19
Accepted Time:: 2011-01-19 20:34:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
109657	Oxis International Inc	OXIS.OB	Pharmaceutical Preparations (2834)	941620407

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1223658	Anshuman Dube	2049 Century Park East Suite 3630 Los Angeles CA 90067		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-12-23	700,000	$0.05	700,000	No	4	C	Indirect	Theorem Group, LLC
Common Stock	Disposition	2010-12-23	339,900	$0.13	360,100	No	4	S	Indirect	Theorem Group, LLC
Common Stock	Disposition	2010-12-27	360,100	$0.13	0	No	4	S	Indirect	Theorem Group, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	Theorem Group, LLC
No	4	S	Indirect	Theorem Group, LLC
No	4	S	Indirect	Theorem Group, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	0% Convertible Debenture	Disposition	2010-12-23	700,000	$0.05	700,000	$0.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,100,000	2009-10-01	2011-09-30	No	4	C	Indirect

Footnotes

Sale of common stock acquired through partial conversion of underlying debenture.
The reporting person is a managing director of Theorem Group, LLC. The reporting person disclaims beneficial ownership of the securities held by Theorem Group, LLC, except to the extent of his pecuniary interest therein.