Filing Details
- Accession Number:
- 0001044321-14-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 14:31:54
- Reporting Period:
- 2014-11-24
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 14:31:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840883 | Btu International Inc | BTUI | Special Industry Machinery, Nec (3559) | 042781248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-24 | 5,100 | $3.06 | 1,296,752 | No | 4 | P | Indirect | By Limited Partnerships |
| Common Stock | Acquisiton | 2014-11-25 | 14,343 | $3.02 | 1,311,095 | No | 4 | P | Indirect | By Limited Partnerships |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Limited Partnerships |
| No | 4 | P | Indirect | By Limited Partnerships |
Footnotes
- This is a weighted average price.
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP) and Special Situations Cayman Fund, L.P. (Cayman), respectively. 1,207,597 shares of Common Stock are held by QP and 103,498 shares of Common Stock are held by Cayman. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP and Cayman is limited to the extent of his pecuniary interest.
Billionaire Hedge Funds
