Filing Details
- Accession Number:
- 0001140361-14-043586
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 13:58:52
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 13:58:52
- Original Submission Date:
- 2014-11-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534643 | Permal Hedge Strategies Fund I | N/A | () | 453765979 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438126 | F. Javier Dyer | 900 3Rd Avenue #28 New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Institutional Shares | Acquisiton | 2014-11-03 | 32,823 | $4.57 | 101,160 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Amount disclosed in the original Form 4 for this $150,000 acquisition (the "Acquisition") was estimated and based upon the Fund's net asset value ("NAV") per share as of September 30, 2014. Due to the timing of the Fund's calculation of its NAV, the actual number of shares purchased as a result of the Acquisition and the actual purchase price per share could not be determined at the time of the original filing. This is an amendment to disclose the accurate number of shares purchased, purchase price per share and ownership numbers following the final calculation of the applicable NAV per share.