Filing Details
- Accession Number:
- 0001209191-14-071455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 13:03:47
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 13:03:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606366 | El Pollo Loco Holdings Inc. | LOCO | Retail-Eating Places (5812) | 203563182 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614763 | Edward Valle | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd., Suite 100 Costa Mesa CA 92626 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-25 | 67,440 | $5.84 | 67,440 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-25 | 67,440 | $27.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2014-11-25 | 67,440 | $0.00 | 67,440 | $5.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
232,293 | 2022-04-17 | No | 4 | M | Direct |
Footnotes
- Reflects sales of shares in the secondary offering of common stock of El Pollo Loco Holdings, Inc. that closed on November 25, 2014.
- The Stock Options were granted under the Corporation's 2012 Stock Option Plan with 224,800 options fully vested and 37,466 options vesting on December 31, 2014 and April 17, 2015, in certain cases subject to the satisfaction of certain performance conditions.