Filing Details

Accession Number:
0001209191-14-071455
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-26 13:03:47
Reporting Period:
2014-11-25
Filing Date:
2014-11-26
Accepted Time:
2014-11-26 13:03:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606366 El Pollo Loco Holdings Inc. LOCO Retail-Eating Places (5812) 203563182
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614763 Edward Valle C/O El Pollo Loco Holdings, Inc.
3535 Harbor Blvd., Suite 100
Costa Mesa CA 92626
Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-25 67,440 $5.84 67,440 No 4 M Direct
Common Stock Disposition 2014-11-25 67,440 $27.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2014-11-25 67,440 $0.00 67,440 $5.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
232,293 2022-04-17 No 4 M Direct
Footnotes
  1. Reflects sales of shares in the secondary offering of common stock of El Pollo Loco Holdings, Inc. that closed on November 25, 2014.
  2. The Stock Options were granted under the Corporation's 2012 Stock Option Plan with 224,800 options fully vested and 37,466 options vesting on December 31, 2014 and April 17, 2015, in certain cases subject to the satisfaction of certain performance conditions.