Filing Details
- Accession Number:
- 0001209191-14-071452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 13:02:50
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 13:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606366 | El Pollo Loco Holdings Inc. | LOCO | Retail-Eating Places (5812) | 203563182 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614645 | N. Samuel Borgese | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd., Suite 100 Costa Mesa CA 92626 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-25 | 10,134 | $2.62 | 10,134 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-25 | 10,134 | $27.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2014-11-25 | 10,134 | $0.00 | 10,134 | $2.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,275 | 2022-04-16 | No | 4 | M | Direct |
Footnotes
- Reflects sales of shares in the secondary offering of common stock of El Pollo Loco Holdings, Inc. that closed on November 25, 2014.
- The Stock Options were granted under the Corporation's 2012 Stock Option Plan with 16,057 options fully vested and 5,352 options vesting on April 16, 2015.