Filing Details
- Accession Number:
- 0001209191-14-071451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 13:02:27
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 13:02:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606366 | El Pollo Loco Holdings Inc. | LOCO | Retail-Eating Places (5812) | 203563182 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415859 | Kay Bogeajis | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd., Suite 100 Costa Mesa CA 92626 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-25 | 44,318 | $5.84 | 44,318 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-25 | 44,318 | $27.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-25 | 44,318 | $0.00 | 44,318 | $5.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 152,649 | 2023-07-27 | No | 4 | M | Direct |
Footnotes
- Reflects sales of shares in the secondary offering of common stock of El Pollo Loco Holdings, Inc. that closed on November 25, 2014.
- The Stock Options were granted under the Corporation's 2012 Stock Option Plan with 24,620 options fully vested and 12,310 options vesting on December 31, 2014, July 29, 2015, December 30, 2015, July 29, 2016, December 28, 2016 and July 29, 2017, in certain cases subject to the satisfaction of certain performance conditions.
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