Filing Details
- Accession Number:
- 0001140361-14-043571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 12:19:50
- Reporting Period:
- 2014-11-24
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 12:19:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189049 | J Randall Hogan | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | Chairman, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-11-24 | 100,000 | $34.28 | 146,116 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-11-24 | 100,000 | $68.59 | 46,116 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2014-11-25 | 97,083 | $34.28 | 143,199 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-11-25 | 97,083 | $69.11 | 46,116 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2014-11-24 | 100,000 | $0.00 | 100,000 | $34.28 |
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2014-11-25 | 97,083 | $0.00 | 97,083 | $34.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 97,083 | 2007-01-03 | 2016-01-03 | No | 4 | M | Direct |
| 0 | 2007-01-03 | 2016-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Deferral Plan | 56,645 | Indirect | Plan Agent |
| Common Stock - Esop | 1,884 | Indirect | By ESOP |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $68.44 to $68.88. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $69.00 to $69.22. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
- One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
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