Filing Details
- Accession Number:
- 0001209191-14-071413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 11:34:36
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 11:34:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
916863 | Integrys Energy Group Inc. | TEG | Electric & Other Services Combined (4931) | 391775292 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488100 | F. James Schott | 200 East Randolph Street Chicago IL 60601 | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-25 | 4,100 | $56.00 | 5,226 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-25 | 4,100 | $71.63 | 1,126 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-25 | 1,320 | $58.65 | 2,446 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-25 | 4,100 | $56.00 | 6,546 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-25 | 4,400 | $55.23 | 10,946 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-25 | 9,820 | $71.62 | 1,126 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-11-25 | 4,100 | $0.00 | 4,100 | $56.00 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-11-25 | 4,100 | $0.00 | 4,100 | $56.00 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2014-11-25 | 1,320 | $0.00 | 1,320 | $58.65 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-25 | 4,400 | $0.00 | 4,400 | $55.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,100 | 2014-02-14 | 2023-02-14 | No | 4 | M | Direct |
0 | 2014-02-14 | 2023-02-14 | No | 4 | M | Direct |
0 | 2008-05-17 | 2017-05-17 | No | 4 | M | Direct |
0 | 2015-02-13 | 2024-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,054 | Indirect | By Employee Stock Ownership Plan |
Common Stock | 596 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Rights | $0.00 | 2016-01-01 | 2016-03-15 | 5,818 | 5,818 | Direct |
Common Stock | Performance Rights | $0.00 | 2017-01-01 | 2017-03-15 | 7,168 | 7,168 | Direct |
Common Stock | Performance Rights | $0.00 | 2015-01-01 | 2015-03-15 | 2,343 | 2,343 | Direct |
Common Stock | Phantom Stock Unit | $0.00 | 4,860 | 4,860 | Direct | ||
Common Stock | Restricted Stock Units 2011 | $0.00 | 2012-02-10 | 2015-02-10 | 243 | 243 | Direct |
Common Stock | Restricted Stock Units 2012 | $0.00 | 2013-02-09 | 2016-02-09 | 456 | 456 | Direct |
Common Stock | Restricted Stock Units 2013 | $0.00 | 2014-02-14 | 2017-02-14 | 1,348 | 1,348 | Direct |
Common Stock | Restricted Stock Units 2014 | $0.00 | 2015-02-13 | 2018-02-13 | 2,168 | 2,168 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-15 | 5,818 | 5,818 | Direct |
2017-03-15 | 7,168 | 7,168 | Direct |
2015-03-15 | 2,343 | 2,343 | Direct |
4,860 | 4,860 | Direct | |
2015-02-10 | 243 | 243 | Direct |
2016-02-09 | 456 | 456 | Direct |
2017-02-14 | 1,348 | 1,348 | Direct |
2018-02-13 | 2,168 | 2,168 | Direct |
Footnotes
- The weighted average sale price reflects multiple transactions at prices ranging from $71.622 - $71.635.
- The weighted average sale price reflects multiple transactions at prices ranging from $71.52 - $71.6776.
- Effective October 24, 2014, the Board of Directors accelerated the vesting of all the outstanding stock options, and all outstanding stock options are now fully vested.
- Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.
- These phantom stock units convert to common stock on a one-for-one basis.
- Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.