Filing Details
- Accession Number:
- 0001144204-14-071016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-26 06:01:01
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-26
- Accepted Time:
- 2014-11-26 06:01:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
320017 | Neostem Inc. | NBS | Services-Misc Health & Allied Services, Nec (8090) | 222343568 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078274 | S Steven Myers | C/O Neostem, Inc. 420 Lexington Avenue, Suite 350 New York NY 10170 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-11-25 | 15,000 | $3.99 | 54,331 | No | 4 | P | Indirect | By Steven S. Myers IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Steven S. Myers IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 123,931 | Direct | |
Common Stock, Par Value $0.001 Per Share | 8,012 | Indirect | By Spouse |
Common Stock, Par Value $0.001 Per Share | 19,531 | Indirect | By Steven S. Myers Revocable Trust dated 12/1/2000 |