Filing Details
- Accession Number:
- 0001179110-14-017119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 20:46:27
- Reporting Period:
- 2014-11-24
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 20:46:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1178104 | Cardica Inc | CRDC | Surgical & Medical Instruments & Apparatus (3841) | 943287832 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1347183 | Iv Y Robert Newell | C/O Cardica Inc. 900 Saginaw Drive Redwood City CA 94063 | V.p. Finance, Cfo, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-24 | 20,000 | $0.60 | 123,975 | No | 4 | P | Indirect | By Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 76,000 | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $0.5938 to 0.6000, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote one (1) of this Form 4.
- Includes 18,000 shares held in reporting person's IRA account.
Billionaire Hedge Funds
