Filing Details
- Accession Number:
- 0001437402-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-19 19:35:01
- Reporting Period:
- 2011-01-18
- Filing Date:
- 2011-01-19
- Accepted Time:
- 2011-01-19 19:35:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1272706 | C Boon Ooi | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | Svp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-01-18 | 35,000 | $8.12 | 35,000 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-01-18 | 35,000 | $27.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2011-01-18 | 35,000 | $0.00 | 35,000 | $8.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 106,837 | 2019-01-14 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2010.
- These transactions were executed in multiple trades in prices ranging from $27.702 to $27.7033. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Option vests with respect to 20% of the shares subject thereto on each anniversary of January 15, 2009, such that the option will be fully vested and exercisable on January 15, 2014.
Billionaire Hedge Funds
