Filing Details
- Accession Number:
- 0001144204-14-070991
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 18:17:33
- Reporting Period:
- 2014-11-25
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 18:17:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
320017 | Neostem Inc. | NBS | Services-Misc Health & Allied Services, Nec (8090) | 222343568 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192621 | M Steven Klosk | C/O Neostem, Inc. 420 Lexington Avenue, Suite 350 New York NY 10170 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2014-11-25 | 10,000 | $3.99 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |