Filing Details
- Accession Number:
- 0001209191-14-071273
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 18:06:44
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 18:06:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308540 | Brian David Reese | C/O Pfsweb, 505 Millennium Allen TX 75013 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-21 | 1,870 | $5.00 | 8,721 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-21 | 1,870 | $11.00 | 6,851 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-24 | 7,011 | $5.00 | 13,862 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-24 | 7,011 | $11.02 | 6,851 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | Disposition | 2014-11-21 | 1,870 | $0.00 | 1,870 | $5.00 |
| Common Stock | Option to buy | Disposition | 2014-11-24 | 7,011 | $0.00 | 7,011 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,101 | 2011-03-29 | No | 5 | M | Direct | |
| 13,090 | 2011-03-29 | No | 5 | M | Direct |
Footnotes
- Exercise of employee stock option issued under employee stock option plan
- These shares became exercisable on a cumulative basis from June 30, 2011 to March 30, 2014
Billionaire Hedge Funds
