Filing Details
- Accession Number:
- 0001181431-11-004304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-19 19:12:55
- Reporting Period:
- 2011-01-14
- Filing Date:
- 2011-01-19
- Accepted Time:
- 2011-01-19 19:12:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 836106 | Novellus Systems Inc | NVLS | Special Industry Machinery, Nec (3559) | 770024666 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343600 | Timothy Archer | 4000 North First Street San Jose CA 95134 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-14 | 25,000 | $23.93 | 25,374 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-21 | 25,000 | $36.00 | 374 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-14 | 25,000 | $0.00 | 25,000 | $23.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | 2019-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,445 | Indirect | By 401(k) |
| Common Stock | 448 | Indirect | By Spouse |
Footnotes
- Securities sold pursuant to a 10b5-1 Plan.
- The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
- The indirect holdings by Mrs. Archer are estimated shares held in the Company 401(k) unitized stock fund. The balance is reported as of the last business day.
- The grant vests in four annual equal installments beginning December 17 2010.
Billionaire Hedge Funds
