Filing Details
- Accession Number:
- 0001602682-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 16:53:51
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 16:53:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602682 | E Thomas Conway | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-21 | 5,000 | $2.31 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-21 | 5,000 | $11.35 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-24 | 5,000 | $2.31 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-24 | 5,000 | $11.64 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-21 | 5,000 | $0.00 | 5,000 | $2.31 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-24 | 5,000 | $0.00 | 5,000 | $2.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,740 | 2018-01-31 | No | 4 | M | Direct | |
| 26,740 | 2018-01-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.321 to $11.358, inclusive. The reporting person undertakes to provide Amber Road, Inc., any security holder of Amber Road, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.614 to $11.663, inclusive. The reporting person undertakes to provide Amber Road, Inc., any security holder of Amber Road, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vested over four years as follows: 25% on the one-year anniversary of the grant date, and 6.25% at the end of each three-month period thereafter.
Billionaire Hedge Funds
