Filing Details
- Accession Number:
- 0000902274-14-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 16:25:05
- Reporting Period:
- 2014-11-24
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 16:25:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208759 | A Kenneth Boerger | 300 Madison Avenue Po Box 10060 Toledo OH 43699-0060 | Vice President & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-24 | 1,583 | $15.35 | 31,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-24 | 1,583 | $30.00 | 30,217 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-24 | 2,863 | $10.13 | 33,080 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-24 | 2,863 | $30.13 | 30,217 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-24 | 1,583 | $15.35 | 1,583 | $15.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-24 | 2,863 | $10.13 | 2,863 | $10.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-15 | 2018-02-15 | No | 4 | M | Direct |
| 0 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,071 | Indirect | By 401(k) Plan |
Footnotes
- The common stock covered by this Form 4 was sold under a plan, adopted on October 31, 2013, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
- The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
Billionaire Hedge Funds
