Filing Details
- Accession Number:
- 0001454389-14-000101
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 15:45:57
- Reporting Period:
- 2014-11-20
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 15:45:57
- Original Submission Date:
- 2014-11-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1454389 | Stonegate Mortgage Corp | SGM | Mortgage Bankers & Loan Correspondents (6162) | 341194858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588901 | Sam Levinson | 9190 Priority Way West Drive, Suite 300 Indianapolis IN 46240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-20 | 20,000 | $11.58 | 1,947,763 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Footnotes
- Represents 645,467 shares of common stock owned by Diaco Investments LP, 1,042,140 shares of common stock currently held of record by Glick Pluchenik 2011 Trust, 35,156 shares of common stock available for immediate purchase at $18.00 per share by Glick Pluchenik 2011 Trust pursuant to the exercise of warrants described above and 225,000 shares of common stock purchased by Siget NY Partners, LP in the initial public offering of the Issuer. Mr. Levinson is (i) the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP, (ii) a principal and managing partner of Glick Family Investments, a private family office located in New York, New York, which is affiliated with the Glick Pluchenik 2011 Trust, and (iii) an investment manager of Chicheser Fund Limited.
Billionaire Hedge Funds
