Filing Details
- Accession Number:
- 0001209191-14-071003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 09:41:59
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 09:41:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544206 | Carlyle Gms Finance Inc. | NONE | () | 454727439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207018 | T Nigel Andrews | 520 Madison Avenue 38Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-21 | 493 | $19.53 | 3,923 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |