Filing Details
- Accession Number:
- 0001209191-14-071002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-25 09:40:42
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-25
- Accepted Time:
- 2014-11-25 09:40:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1544206 | Carlyle Gms Finance Inc. | NONE | () | 454727439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1329679 | J. Michael Petrick | 520 Madison Avenue 38Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-21 | 1,970 | $19.53 | 15,693 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Includes 2 shares acquired in a small acquisition pursuant to Rule 16a-6 of the Exchange Act that will be reported on Form 5.
Billionaire Hedge Funds
