Filing Details
- Accession Number:
- 0001209191-14-070893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-24 18:21:44
- Reporting Period:
- 2014-11-20
- Filing Date:
- 2014-11-24
- Accepted Time:
- 2014-11-24 18:21:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496268 | Reva Medical Inc. | RVA:AX | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 330810505 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404726 | Bernard Robert Stockman | 5751 Copley Drive San Diego CA 92111 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-20 | 5,550 | $2.75 | 168,063 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-21 | 25,000 | $3.19 | 193,063 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 227,718 | Indirect | By wife |
Common Stock | 1,341,175 | Indirect | Group Outcome Investors I, LLC |
Common Stock | 1,101,615 | Indirect | Kenneth Rainin Administrative Trust U/D/T 3/29/90 |
Footnotes
- Represents the purchase of 55,500 of the Company's Chess Depository Interests (CDIs), trading on the Austrialian Securities Exchange.
- The purchase was executed in the form of CDIs, trading on the Austrialian Securities Exchange, and as such the purchase price has been converted to a USD equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs, and the exchange rate on the date of the transaction.
- Represents the purchase of 250,000 of the Company's Chess Depository Interests (CDIs), trading on the Austrialian Securities Exchange.
- Represents shares held by Group Outcome Investors I, LLC. The members of Group Outcome Investors I, LLC are Isabel Stockman Trust, Martha Davis, Trustee; Hope Stockman Trust, Martha Davis, Trustee; Phoebe Stockman Trust, Martha Davis, Trustee; and Elizabeth Stockman Trust, Martha Davis, Trustee. Each of the members shares voting and dispositive power with respect to the shares. The trustees are children of Robert Stockman, our Chairman of the Board and Chief Executive Officer, and for Section 16 purposes, we have reported the full beneficial ownership of Group Outcome Investors I, LLC under Mr. Stockman's beneficial ownership. Mr. Stockman disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- Mr. Stockman, along with Jennifer Rainin, is the trustee of the Kenneth Rainin Administrative Trust U/D/T 3/29/90 and has voting and dispositive power with respect to these shares. Mr. Stockman disclaims beneficial ownership except to the extent of his pecuniary interest therein.