Filing Details
- Accession Number:
- 0001209191-14-070873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-24 17:43:02
- Reporting Period:
- 2014-11-24
- Filing Date:
- 2014-11-24
- Accepted Time:
- 2014-11-24 17:43:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592778 | Keith Lee | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-24 | 1,566 | $12.10 | 4,867 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-24 | 100 | $12.16 | 4,967 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-24 | 700 | $12.17 | 5,667 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-24 | 200 | $12.17 | 5,867 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-24 | 1,934 | $12.18 | 7,801 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 0.026 shares acquired under the CM Finance Inc dividend reinvestment plan.