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Filing Details

Accession Number:: 0001225208-14-023837
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-24 16:41:10
Reporting Period:: 2013-11-05

Filing Date:: 2014-11-24
Accepted Time:: 2014-11-24 16:41:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368458	Sally Beauty Holdings Inc.	SBH	Retail-Retail Stores, Nec (5990)	362257936

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1328443	Gary Winterhalter	C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-05	13,971	$0.00	225,670	No	4	G	Direct
Common Stock	Disposition	2014-11-13	11,164	$0.00	214,506	No	5	G	Direct
Common Stock	Acquisiton	2014-11-20	249,000	$19.21	463,506	No	4	M	Direct
Common Stock	Disposition	2014-11-20	249,000	$30.89	214,506	No	4	S	Direct
Common Stock	Acquisiton	2014-11-24	150,000	$23.49	364,506	No	4	M	Direct
Common Stock	Disposition	2014-11-24	150,000	$31.17	214,506	No	4	S	Direct
Common Stock	Acquisiton	2013-11-05	13,971	$0.00	137,601	No	4	G	Indirect	by trust A
Common Stock	Acquisiton	2014-11-13	11,164	$0.00	148,765	No	5	G	Indirect	by trust A
Common Stock	Disposition	2014-11-20	148,765	$30.75	0	No	4	S	Indirect	by trust A
Common Stock	Disposition	2014-11-20	50,966	$30.81	0	No	4	S	Indirect	by trust B
Common Stock	Disposition	2014-11-20	50,965	$30.81	0	No	4	S	Indirect	by trust C

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	G	Indirect	by trust A
No	5	G	Indirect	by trust A
No	4	S	Indirect	by trust A
No	4	S	Indirect	by trust B
No	4	S	Indirect	by trust C

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-11-20	249,000	$19.21	249,000	$19.21
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-11-24	150,000	$23.49	150,000	$23.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
83,000		2021-10-26	No	4	M	Direct
150,000		2022-10-29	No	4	M	Direct

Footnotes

Reflects a gift of shares directly beneficially owned by the reporting person to the Gary G. and Joanne Winterhalter Trust, of which he is co-trustee and his children are beneficiaries. The reporting person reports the shares held by such trust as being indirectly beneficially owned by the reporting person.
Reflects the weighted average sale price. The range of prices for these transactions was $30.65 to $31.08. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $31.05 to $31.37. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Gary G. and Joanne Winterhalter Trust. Proceeds from the sale of shares held in the Gary G. and Joanne Winterhalter Trust benefit the reporting person's children as beneficiaries of the trust.
Reflects the weighted average sale price. The range of prices for these transactions was $30.69 to $30.90. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $30.52 to $31.02. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Gary G. Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Gary G. Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
Reflects the weighted average sale price. The range of prices for these transactions was $30.52 to $31.04. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Joanne Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Joanne Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
The options vest annually in four equal installments beginning on October 25, 2012.
The options vest annually in four equal installments beginning on October 28, 2013.