Filing Details

Accession Number:
0001140361-14-043237
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-24 16:31:05
Reporting Period:
2014-11-10
Filing Date:
2014-11-24
Accepted Time:
2014-11-24 16:31:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228529 James Catherine Paglia 901 S. Marquette Avenue
Minneapolis MN 55402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Disposition 2014-11-10 0 $21.38 126 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct