Filing Details

Accession Number:
0001144204-14-070492
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-21 21:55:18
Reporting Period:
2014-11-12
Filing Date:
2014-11-21
Accepted Time:
2014-11-21 21:55:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701719 Dgse Companies Inc DGSE Retail-Jewelry Stores (5944) 880097334
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1162049 S L Smith 519 Interstate 30 Suite 243
Rockwall TX 75087
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-21 59,730 $0.00 1,211,797 No 4 J Direct
Common Stock Disposition 2014-11-12 125,000 $1.06 1,211,797 No 4 S Direct
Common Stock Disposition 2014-11-12 55,000 $1.06 1,211,797 No 4 S Direct
Common Stock Disposition 2014-11-12 25,000 $0.00 1,211,797 No 4 G Direct
Common Stock Disposition 2014-11-12 25,000 $0.00 1,211,797 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 S Direct
No 4 G Direct
No 4 G Direct
Footnotes
  1. Transfer pursuant to SEC Release No. 73582 dated as of November 12, 2014.