Filing Details
- Accession Number:
- 0001209191-14-070721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 21:00:42
- Reporting Period:
- 2014-11-20
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 21:00:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592804 | E Christopher Jansen | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | President And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-20 | 1,000 | $12.11 | 9,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- The Reporting Person may be deemed to beneficially own the shares of common stock of Issuer because the securities are held by Patricia McInerney Jansen Children's Trust, of which the Reporting Person is a Trustee.