Filing Details
- Accession Number:
- 0001127602-14-033195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 19:40:18
- Reporting Period:
- 2014-11-19
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 19:40:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104169 | Wal Mart Stores Inc | WMT | Retail-Variety Stores (5331) | 710415188 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358685 | Susan Mary Chambers | 702 S.w. 8Th Street Bentonville AR 72716-0215 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-19 | 12,756 | $53.01 | 222,993 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 6,578 | $45.15 | 229,571 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 4,429 | $45.77 | 234,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-19 | 23,763 | $85.46 | 210,237 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-11-19 | 12,756 | $0.00 | 12,756 | $53.01 |
| Common Stock | Stock Options | Disposition | 2014-11-19 | 6,578 | $0.00 | 6,578 | $45.15 |
| Common Stock | Stock Options | Disposition | 2014-11-19 | 4,429 | $0.00 | 4,429 | $45.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-20 | No | 4 | M | Direct | |
| 0 | 2016-02-28 | No | 4 | M | Direct | |
| 0 | 2016-04-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 502 | Indirect | By 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.45 to $85.50, inclusive. The Reporting Person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
- Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
- The option is exercisable in five equal annual installments beginning on January 21, 2006.
- The option is exercisable in five equal annual installments beginning on March 1, 2007.
- The option is exercisable in five equal annual installments beginning on April 5, 2007.
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