Filing Details

Accession Number:
0001209191-14-070688
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-21 18:42:18
Reporting Period:
2014-11-20
Filing Date:
2014-11-21
Accepted Time:
2014-11-21 18:42:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581626 Douglas Stephen Black 11811 N.tatum Blvd
Suite 2400
Phoenix AZ 85028
Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-11-20 5,729 $3.78 8,171 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-11-20 6,662 $6.01 14,833 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-11-20 12,375 $18.00 27,208 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-11-20 24,766 $31.63 2,442 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-11-20 5,729 $0.00 5,729 $3.78
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-11-20 6,662 $0.00 6,662 $6.01
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-11-20 12,375 $0.00 12,375 $18.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,105 2019-07-23 No 4 M Direct
0 2019-07-23 No 4 M Direct
20,625 2020-07-31 No 4 M Direct
Footnotes
  1. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $31.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Consists of 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
  3. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 17,188 will become exercisable in equal quarterly installments at the end of each calendar quarter through June 30, 2015; and 22,917 vest at the end of fiscal 2014 or fiscal 2015, provided certain corporate performance targets are met.
  4. All such options are presently exercisable.
  5. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 9,625 will become exercisable in equal quarterly installments at the end of each calendar quarter through June 30, 2016; 5,500 vest at the end of fiscal 2014 or fiscal 2015, provided certain corporate performance targets are met; and 5,500 vest at the end of fiscal 2015 or fiscal 2016, provided certain corporate performance targets are met.